基础理论研究2025年第39卷第4期《档案学研究》
档案开放场景下的个人信息保护机制研究
Research on the Personal Information Protection Mechanism in Archival Opening Scenarios
1.武汉大学信息管理学院 武汉 430072 2.武汉大学图书情报国家级实验教学示范中心 武汉 430072
摘要
数据时代,档案开放中的个人信息处理活动面临立法与实践的双重困境。基于档案开放特定场景,以场景一致性理论为依托,根据个人信息处理后的再识别风险,按风险程度由高到低将涉个人信息档案划分为四级,再分别归至开放、限制 开放、个人专属开放三类场景,构建起档案开放场景下个人信息“四级三类”保护机制,突破传统个人信息静态“二分法” 判断;设计各场景下参与主体的行为规范,实现对个人信息的动态“层级化”控制,维护个人信息权益保护与档案开放利用之间的平衡。
关键词:档案开放个人信息保护场景一致性理论分级分类
Abstract
In the data era, personal information processing activities in archival opening face a dual dilemma of legislation and practice. Based on the specific scenarios of archival opening and guided by the Framework of Contextual Integrity, the archives involving personal information are divided into four categories according to the re-identification risk after personal information processing. These four categories of archives are further classified into three open scenarios: open, restricted open, and personal exclusive open. This approach establishes a "four-level and three-category" protection mechanism for personal information in the archival opening scenario, breaking through the traditional static "dichotomy" assessment of personal information. Behavioral norms for participants in various scenarios are designed to achieve dynamic "hierarchical" control, maintaining the effective balance between the protection of personal information rights and interests and the open utilization of archives.
Key words: archival opening; personal information protection; the Framework of Contextual Integrity; classification
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